Risk and Regulation

Accelerating the journey to end to end regulatory compliance

Empowering the journey to risk and regulatory compliance 

At Sopra Steria, we know that responding to intensifying risk and regulatory change is challenging.   We work with financial services organisations throughout the UK and Europe to transform the way our customers design and deliver their risk and regulatory change agenda. 

We have:

  • rich experience, deep domain expertise and expert data and analytical capability 
  • an understanding of how to exploit technology, including Cloud and Block Chain, to deliver the capability enhancement our clients need
  • an extensive number of ‘use cases’ where we have re-engineered client processes to drive a step change in efficiency
  • a proven track record in the remediation of legacy infrastructure through process automation
  • a rich pool of talent that can advise about new and exciting ways to realise value using advanced Data & Analytics.

Driving change through process re-engineering

We are adept at devising pragmatic solutions that optimise essential processes by recommending new and fresh ways of working that deliver real and lasting value.  

We take the time to listen to our clients and learn about their concerns and work with them to identify key areas of inefficiency so we can implement flexible and highly robust solutions that deliver efficient and compliant outcomes.

Powering remediation with Intelligent Automation

We use process automation to accelerate the integration of regulatory rules into core processes.  Automation can transform business process capabilities and unlock value across the organisation.  We apply automation at the right scale for each organisation, increasing accuracy and control, eliminating human error and delivering transparency, assurance as well as an audit trail for compliance.  

Bridging old and new Technology worlds

We embrace heritage technologies as well as new innovative solutions. We are skilled at devising robust and compliant solutions that maximise existing investments, making legacy systems simpler and cost effective to operate and more adaptive to change whilst safely pioneering new and inventive ways of working. At all times we are focused on integrating digital functionality to increase customer responsiveness and provide a truly leading edge customer experience.

Unlocking the value of your Data

We work with our clients to create unique outcome based solutions encompassing data management, analytics, visualisation, MI and Regulatory Reporting. We use our deep data and analytics capability to draw data from both structured and unstructured sources to ensure our clients can respond more rapidly to the changing regulatory landscape to maintain compliance and achieve better results.

Trusted to deliver by the FCA

Powering regulatory change alongside the FCA for over 10 years


Our experience

 We deliver industry leading application management to the Financial Conduct Authority (FCA) and have delivered a regulatory solution for the Alternative Investment Fund Managers Directive

  For one of the world’s largest banks, we created a centralised data set to support its global stress testing requirements

 We're responsible for defining, delivering and supporting the end-to-end delivery of multiple COREP and FINREP submissions for Retail Bank clients



 In addition to its COREP and FINREP experience, we've supported clients in a wide range of compliance reporting activities including other Basel reporting (for Pillar 3, BCBS239), IFRS9 initiatives, Firm Data Submission Framework, European Deposit Guarantee Scheme and Financial Services Compensation Scheme, reporting required following the Mortgage Market Review, complaints reporting and conduct risk monitoring

 We worked with a leading UK
Life & Pensions Provider
to redesign the Client’s valuation data provisioning process, implementing a new process that removed reliance on end user computing applications and ensured that the Solvency II data quality and data lineage requirements were met


 To deliver its remit of protecting investors across the EU and fostering stable, well-functioning financial markets, the European Securities and Markets Authority (ESMA) chose us as its strategic IT partner

 Contact

To find out more about how Sopra Steria’s Risk and Regulation consultancy can help you increase regulatory capability and achieve compliance efficiency please get in touch with: 

Miles Elliott, Practice Lead, Financial Services
Phone: +44 (0)2077 865 800
Email: miles.elliott@soprasteria.com

Risk and regulatory programme delivery

  • GDPR
  • Financial Crime (KYC/AML/CDD/Sanctions)
  • IFRS 9
  • IRB
  • Asset management regulations

Risk and regulatory measurement

  • Data and modelling solutions
  • IFRS 9

Risk and regulatory automation

  Current use cases

We are currently working with a broad range of clients across the financial services sector.